Newbrook Consulting Limited (FSP773671) T/A Newbrook Private Capital is a registered financial services provider and regulated by the financial markets authority to provide financial advice.

Services

Advice around capital raising and debt structures. We also assist in brokering the transaction and in some instances direct investment through our venture vehicle.

​If you are not satisfied with our service or financial advice, please tell us as soon as possible.

By phone on 027 210 7277
By email on [email protected]
By regular mail at PO BOX 52390

When we receive a complaint:

• We will consider your complaint and let you know how we intend to resolve it. Where possible, we try to resolve your complaint immediately.
• If we are unable to resolve your complaint immediately, we will acknowledge your complaint within 2 business days. We may contact you to get further information about your complaint.
• We aim to resolve complaints within 10 working days of receiving them. If we need more time to investigate your complaint, we will let you know when you can expect to receive a response to your complaint.
• We will contact you by phone, email or letter to let you know whether we can resolve your complaint and how we pIf we cannot agree on how to fix the issue, or if you decide not to use our internal complaints process, you can contact our external disputes resolution scheme,
  ‍
  Insurance & Financial Services Ombudsman Scheme Inc.
  Level 8, 81 Molesworth Street, Wellington 6011
  http://www.ifso.nz

We have duties under the Financial Markets Conduct Act 2013 relating to the way that we give advice.

• Give priority to your interests
• Exercise care, diligence, and skill
• Meet standards of competence, knowledge, and skillset by the Code of Professional Conduct for Financial Advice Services
• Meet standards of ethical behavior, conduct, and client care set by the Code of Professional Conduct for Financial Advice Services

Dispute Resolution Scheme

Insurance & Financial Services Ombudsman Scheme Inc.
Level 8, 81 Molesworth Street, Wellington 6011
http://www.ifso.nz

DRS Membership Number
5006033
‍
DRS Effective Date
26-Mar-2021

Name: David ARMSTRONG
FSP number: FSP650229
Registration date: 02/02/2019
Trading names: Newbrook Private Capital
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Business Address: PO BOX 52390, Kirwee, 7543, New Zealand
Annual confirmation filing month: November, last filed on 17 November 2020
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Dispute resolution scheme
Name of scheme: Insurance & Financial Services Ombudsman Scheme Inc.
L2, Solnet House, 70 The Terrace, Wellington 6143
http://www.ifso.nz

Background

I am a financial advisor with a background in the finance industry of around 8 years focussing on business lending & advice. I operate a business called Newbrook Private Capital which focuses on private equity transactions (Newbrook Consulting Limited) (FSP773671)
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I specialise in complex finance with structured funding solutions through a mixture of debt and private equity. I have experience across all business funding vehicles including working capital solutions, trade finance, and growth capital.

Services

Mortgage Lending - Giving advice on structuring mortgage-based debt and acting on the client’s behalf. Note I do not deal with the main banks and am more specialised for non-personal entities for business purposes.
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Business Finance - Providing advice on business finance products and acting on client’s behalf
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Private Equity - Advising on structuring and sourcing private equity transactions.

Qualifications

• Certification in financial modelling, business valuation, and corporate finance - Corporate Finance Institute
• HND Social Sciences – University of the Highlands & Islands, Scotland
• Level 5 financial planning & services – Open Polytechnic (In-Progress)

Remuneration

My fees are dependent on the type of work I have been asked to undertake so please refer to the specific mandate provided for your transaction. However, I do not take a commission from the funder and instead, it is paid by the client and fully disclosed in your specific mandate. Typically, it forms part of the funding vehicle and I get paid upon settlement.

Professional Indemnity Insurance

I hold professional indemnity insurance for providing advice on the services I provide.